Job Description

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Investment Compliance Analyst - Investment Management - Boston, MA

We are seeking candidates for an Investment Compliance Analyst position with a highly successful investment management firm located in Boston, MA. This position will be part of the Portfolio Guideline Monitoring and Portfolio Integrity Team within Portfolio Services. This position will be responsible for providing the firm's investment teams with data, controls, and support to ensure their investment intent is accurately reflected with client regulatory and operational requirements. The ideal candidate will have 1-3 years of compliance experience within investment management and experience with equity, fixed income, derivatives, etc.

This is a 5+ month contract that will pay $30-40/hr (depending on experience) within a 40-hour work week. This position is required to be onsite 4 days/week in the Boston office.

Responsibilities:

• Provide support to investment teams, ensuring all transactions and holdings comply with client guidelines and regulatory standards.
• Participate in a team responsible for: i) reviewing Investment Management Agreements, assessing client guidelines, and managing the guideline monitoring system, Sentinel; ii) offering real-time, pre-trade support to investors; and iii) resolving post-trade exceptions flagged by Sentinel.
• Collaborate with fellow Guideline Monitoring Analysts and cross-functional teams, including Global Relationship Teams, Product Management, and Portfolio Management, to build a comprehensive understanding of investment strategies in alignment with client guidelines and regulatory requirements.

Qualifications:

• Bachelor's degree in Finance, Economics, or related field is required
• 1-3 years of compliance or investment monitoring experience
• Experience within investment management REQUIRED
• Demonstrate a strong working knowledge of all investment types, including equity, fixed income products, and derivate instruments
• Prior experience with regulatory requirements for 40 Acts and UCITs funds, and coding investment restrictions into a vendor or proprietary compliance monitoring systems, specifically Sentinel, would be preferred
• Proficiency in Microsoft Office Suite
• Strong organizational, meet and exceed deadlines, and attention to detail
• Excellent communication skills

If you are interested in learning more about this opportunity, please email your resume to Olivia at ociviello@daleyaa.com.

Seniority level

• Seniority level

  Entry level

Employment type

• Employment type

  Contract

Job function

• Job function

  Legal

• Industries

  Staffing and Recruiting

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Job Tags

Contract work, Work at office, Relocation,

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